An unusual case before Maryland insurance regulators

Here’s a recent article on an unusual case in which I am representing a young investment advisor whose advisory license was taken away by state regulators earlier this spring. What makes the case so unusual is that the gentleman in question has maintained a spotless record with clients: none had ever filed a complaint about him or his wealth-management business. Earlier in the case, thanks in part to this record, we were able to win an injunction against the Maryland Insurance Administration that prevented the regulator from suspending his company’s insurance producer licenses. Stay tuned for future updates concerning this ongoing litigation.